Legal/Licensing

Legal Disclosure
Glass Box MKT, Inc. (“Glass Box”) is a California Corporation, and is not registered as a securities broker dealer or investment advisor.

Offering Listing Service
Glass Box provides public and private companies the ability to list securities offerings hosted on their own independently managed offering portals.

Companies that list on GlassBoxMKT.com have the ability to advertise their distinct offering portals to accredited investors in their network, the Glass Box network, and across the internet generally.

No Independent Review of Portal Offerings
Glass Box does not conduct an independent review of any of the investment offerings posted on its client portals. Glass Box cannot confirm the accuracy of any information published by its clients. Prospective investors must conduct their own due diligence of any offering published by a Glass Box client.

Risk of Loss
Investors that participate in offerings listed on GlassBoxMKT.com assume the risk of a total loss of their investment capital. Glass Box and its affiliates, officers, directors, employees and owners make no representations as to the merits of any offering listed on its platform.

Not a Crowd Funding Portal
Glass Box is not a Crowd Funding Portal, as defined by the SEC. Glass Box does not promote itself to attract retail investors to invest in offerings originated by its users. Glass Box provides a listing service designed to make information available directly to accredited investors.

Accredited Investor Requirement
Glass Box may only be used to list offerings for Accredited Investors. The term Accredited Investors is defined in Rule 501 of Reg. D of the Securities Act of 1933

Some of the more common types of accredited investors are listed below:

  1. an individual with a net worth, or joint net worth with his or her spouse, that exceeds $1,000,000 (not including home equity);
  2. an individual with income in excess of $200,000 in each of the two most recent years, or joint income with his or her spouse in excess of $300,000 in each of those years, who has a reasonable expectation of reaching the same income level in the current year;
  3. a corporation or partnership, not formed for the specific purpose of acquiring the securities offered, with total assets in excess of $5,000,000; and,
  4. any entity in which all of the equity owners are accredited investors.
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